financialservicesalert.com » tag » Employee Retirment Income Security Act

Workers cash in on employer’s high fees


January 3, 2012 by Jake Simms

Here’s what can happen when workers suspect their 401(k) fees are too high:

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A steep penalty for shoddy 401(k) handling


December 20, 2011 by Jake Simms

Companies that take liberties with employees’ retirement plans eventually get caught. The latest example:

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This stock option plan was a big loser


November 10, 2011 by Jake Simms

Some employees love stock options – but companies often stumble over the rules.

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Offering stock costs firm $21.5 million


October 25, 2011 by Jake Simms

Letting employees invest in company stock when it’s a risky investment can land a company in hot water.

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Latest feds’ shakedown: 401(k) fees


November 17, 2010 by Jake Simms

The feds are hell-bent on controlling financial services firms’ fees. The latest proof:

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