financialservicesalert.com » category » Compliance/Legislation

Lousy 401(k) results? Pay up!


May 15, 2012 by Jake Simms

Here’s the latest company paying a high price over high 401(k) plan fees:

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Fidelity’s high fees result in $35 million fine


May 2, 2012 by Jake Simms

Here’s proof that companies better fight for reasonable 401(k) plan fees for employees:

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Employers planning big healthcare changes


April 26, 2012 by Jake Simms

Will Obamcare survive past 2013? Here’s how businesses see it:

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The Dodd-Frank waiting game


April 18, 2012 by Jake Simms

Just what is a “qualified residential mortgage” under the Dodd-Frank Act?

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Is Obamcare headed for the trash heap?


April 5, 2012 by Jake Simms

The Supreme Court won’t issue its final ruling on Obamacare until June, but some court-watchers think they know where it’s headed.

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Remember that Roth conversion you made?


March 8, 2012 by Jake Simms

Here’s a reminder for investors who converted retirement holdings into Roth accounts back in 2010:

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Feds want 401(k) fee docs (eventually)


March 6, 2012 by Jake Simms

No doubt some firms are scrambling because of the new 401(k) fee regulation. Here’s some great news:

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Workers seek justice in 401(k) fraud case


February 28, 2012 by Jake Simms

Here’s the latest case of a company owner playing fast and loose with employees’ retirement income:

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Failed firm still on hook for benefits


February 2, 2012 by Jake Simms

Just because a business is going under doesn’t mean it can avoid paying workers their benefits.

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No extension for 401(k) fee compliance


January 31, 2012 by Jake Simms

Employerswho thought the Department of Labor might postpone the deadline for 401(k) fee disclosure are out of luck.

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